Regulatory Compliance
Regulatory expectations are rising, and exam teams increasingly expect documented governance, repeatable controls, defensible evidence, and continuous monitoring across your bank’s risk footprint. Cicrim helps community and regional banks operationalize compliance so it’s measurable, audit-ready, and built to scale with your growth.
Regulatory Compliance
AI Compliance Solutions
Operationalize responsible AI with governance, monitoring, documentation, and audit-ready controls.
Bank Compliance & Risk Readiness
Connect regulatory expectations to operating controls, evidence, accountable owners, and sustainable routines.
AI Observability
Monitor model behavior, data quality, control performance, and accountable remediation in production.
Turn compliance into a repeatable operating model, with evidence, accountability, and executive visibility
Cicrim helps banks reduce the day-to-day burden of compliance by standardizing policy, control, and testing workflows across key domains, while improving the quality of documentation and the consistency of results. We focus on what matters most to exam teams: Clear ownership, an auditable trail of evidence, active issue management, and board-ready reporting that connects compliance activities to risk outcomes.
Beyond check-the-box: Build compliance that scales with your bank
Banks that perform best under regulatory scrutiny don’t rely on heroics, they rely on systems. Cicrim helps you establish a compliance foundation built on a unified control library, standardized evidence requirements, and measurable testing cadence. The result: Fewer surprises, faster exam response, clearer ownership, and better executive visibility into what’s working, and what needs attention, across your compliance program.
Connect with CicrimHow Cicrim supports regulatory compliance
Cicrim brings banking-focused technology and risk expertise to help you operationalize compliance across the areas exam teams scrutinize most. We build programs that are practical for lean teams, and rigorous enough for auditors, regulators, and boards.
Exam readiness
We help you build a regulator-ready program that’s easy to run: Defined ownership, documented controls, consistent evidence, and clear issue management. Cicrim can stand up an exam response workflow, organize prior findings, and implement a repeatable evidence pack structure that reduces exam friction and accelerates responses.
BSA/AML & OFAC
We strengthen financial crimes programs by aligning governance, alert disposition, case documentation, model oversight, and evidence retention to examiner expectations. Cicrim helps banks build clear processes for tuning, QA, investigations, SAR support, and sanctions compliance, with reporting that leadership can actually use.
Vendor risk
Third-party relationships are a consistent exam focus, especially for technology, data, and fintech partners. Cicrim helps you implement a practical oversight model: Due diligence standards, contract requirements, ongoing monitoring, issue tracking, and board reporting, aligned to your risk appetite and regulatory expectations.
Monitoring & testing
Cicrim designs monitoring and testing programs that are scalable for smaller teams: Clear test plans, consistent evidence requirements, automated reminders, and actionable exception reporting. We can also help you rationalize your control inventory so you’re testing what matters, and proving it.
Audit support
We help you prepare for internal audit, external audit, and regulatory reviews by tightening control narratives, improving evidence quality, and establishing issue management that leadership can govern. Cicrim can also assist in designing audit-ready documentation for technology, operations and compliance processes so your bank can respond quickly and confidently.
Model risk & AI
Whether you’re running credit models, fraud models, or deploying AI copilots, regulators expect inventory, governance, validation approach, monitoring, and documented controls. Cicrim helps banks build a practical model/AI governance framework: Approvals, risk classification, testing standards, drift monitoring, and evidence that stands up to scrutiny.
Regulatory change
Rules change. Guidance evolves. Findings create follow-up work. Cicrim helps you build a change management process that maps regulatory expectations to policy, controls, testing, training, and evidence, so your program stays current without turning into chaos.
Cyber & IT
Technology controls are now inseparable from compliance. Cicrim helps you align cybersecurity, identity, logging, vendor controls, and governance with bank regulatory expectations, including documentation and evidence practices that reduce examiner friction.
SERVICE SPOTLIGHT
AI Observability
Connect compliance oversight to the behavior of models in production. Cicrim helps teams monitor performance, investigate drift, route exceptions, and preserve evidence for accountable decisions.
Named alert owners turn monitoring into action. Documented reviews and remediation give leadership a clear record of issues and responses.
Featured insights
Build a regulator-ready evidence pack: Structure, ownership, and proof
A practical guide for organizing controls, artifacts, and issue tracking so your exam response is faster, cleaner, and more defensible.
Third-party risk: Due diligence that actually reduces findings
How to standardize vendor oversight, strengthen contracts, and build reporting that boards and examiners expect.
AI governance for banks: Policies, controls, and evidence
A bank-ready framework for AI approvals, model inventory, monitoring, and documentation, designed for exam scrutiny.
Continuous compliance monitoring: A practical roadmap
Replace the annual compliance scramble with a cadence of monitoring, testing, and evidence capture that scales with your team.
Compliance briefings
AI governance in banking: Controls, evidence, and accountability
A practical session on bank-ready AI oversight: Model inventory, approvals, monitoring, and documentation that holds up in exams.
Third-party risk: Designing oversight that examiners recognize
How to build due diligence, contract requirements, ongoing monitoring, and board reporting for critical vendors and fintech partners.
Continuous compliance: Monitoring & testing without burning out your team
Build a cadence, simplify evidence, and improve issue remediation so compliance becomes a system, not an emergency.
Exam readiness briefing: Artifacts, narratives, and response workflow
What to prepare, how to package evidence, and how to keep your response process consistent across teams.
Regulatory bodies banks should consider in a modern compliance program
Cicrim helps banks map obligations to policies, controls, evidence, testing cadence, and executive reporting across the regulators and standard-setters that drive examiner expectations.
- Federal Deposit Insurance Corporation (FDIC)
- Office of the Comptroller of the Currency (OCC)
- Federal Reserve
- Consumer Financial Protection Bureau (CFPB)
- Financial Crimes Enforcement Network (FinCEN)
- Office of Foreign Assets Control (OFAC)
- Federal Financial Institutions Examination Council (FFIEC)
- National Credit Union Administration (NCUA)
- Securities and Exchange Commission (SEC)
- Financial Industry Regulatory Authority (FINRA)
- Institute of Internal Auditors (IIA)
- State banking agencies:
- Mississippi Department of Banking and Consumer Finance (DBCF)
- Alabama State Banking Department (ASDB)
- Arkansas State Bank Department (ASBD)
- Florida Office of Financial Regulation (FLOFR)
- Georgia Department of Banking and Finance (GDBF)
- Kentucky Department of Financial Institutions (KDFI)
- Louisiana Office of Financial Institutions (LOFI)
- North Carolina Office of the Commissioner of Banks (NCCOB)
- South Carolina Office of the Commissioner of Banking (SCCOB)
- Tennessee Department of Financial Institutions (TDFI)
- Virginia Bureau of Financial Institutions (VBFI)
- West Virginia Division of Financial Institutions (WVDFI)